State any five regulatory functions of Securities and Exchange Board o

1.	State any five regulatory functions of Securities and Exchange Board of India.
Answer» Regulatory functions of Securities and Exchange Board of India are: (i) It registers brokers and sub-brokers and other players in the market. (ii) It registers collective investment schemes and mutual funds. (iii) It regulates stock brokers, portfolio exchanges, underwriters and merchant bankers. (iv) It regulates takeover bids by, the companies. (v) It calls for information by, undertaking inspection, conducting enquiries and audit of stock exchanges and intermediaries. (vi) It levies fee or other charges for carrying out the purposes of the SEBI A/C, 1992. (vii) It performs and exercises such power under Securities Contract (Regulation) Act 1956 as may be delegated by the government of India.

State any five regulatory functions of Securities and Exchange Board of India.

Answer»

Regulatory functions of Securities and Exchange Board of India are:

(i) It registers brokers and sub-brokers and other players in the market.

(ii) It registers collective investment schemes and mutual funds.

(iii) It regulates stock brokers, portfolio exchanges, underwriters and merchant bankers.

(iv) It regulates takeover bids by, the companies.

(v) It calls for information by, undertaking inspection, conducting enquiries and audit of stock exchanges and intermediaries.

(vi) It levies fee or other charges for carrying out the purposes of the SEBI A/C, 1992.

(vii) It performs and exercises such power under Securities Contract (Regulation) Act 1956 as may be delegated by the government of India.